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Family Practice Vol. 16, No. 2, 140-142
© Oxford University Press 1999

Referral for ‘prostatism': developing a ‘performance indicator' for the threshold between primary and secondary care?

Glyn Jones Elwyna,d, Andrew Rixb, Philip Matthewsc and Nigel CH Stottd

a School of Postgraduate Education for General Practice, University of Wales,
b CRG, 209 Cathedral Road, Cardiff CF1 9PN and
c Department of Urology, University Hospital of Wales, Heath Park, Cardiff CF4 4XW,
d Department of General Practice, University of Wales College of Medicine, Cardiff CF4 4XN, UK.

Elwyn GJ, Rix A, Matthews P and Stott NCH. Referral for ‘prostatism': developing a ‘performance indicator' for the threshold between primary and secondary care? Family Practice 1999; 16: 140–142.

Received 9 June 1998; Accepted 19 November 1998.


    Abstract
 Top
 Abstract
 Introduction
 Methods
 Results
 Discussion
 References
 
Objective. We aimed to define a performance indicator at the gateway between primary and secondary care.

Method. We carried out an analysis of referral letters sent to an urological department within the catchment area of a teaching hospital in Cardiff, Wales. The subjects were 221 sequential referral letters from 221 GPs. The main outcome measures were the information content of referral letters analysed. Letters were stratified into referral threshold groups by the presence of history, examination, routine investigations and specialized investigations.

Results. Three distinct categories of referral practice were identified: referrals which contained history alone; those providing history examination and a selection of routine investigations; and those providing history, examination data and the results of routine and specialized investigations. The study demonstrated that more than a third of GPs do not report the results of digital rectal examination in their referrals and only 4% record urinary flow rates and post-micturition residual urine volume.

Conclusions. The majority (60%) of generalist referrals to an urology department for prostatism provide enough information for specialists to be able to prioritize appointments, but more than a third (36%) of the referrals contain inadequate information. The method has the potential of being developed into a gateway performance indicator in clinical practice.

Keywords. Performance indicator, prostatism..


    Introduction
 Top
 Abstract
 Introduction
 Methods
 Results
 Discussion
 References
 
The recently published NHS Executive ‘performance indicators' for primary care have been widely debated and tensions have arisen between managerial and clinical viewpoints.1 It has proven particularly difficult to establish how the ‘gateway' between primary and secondary care should be monitored. This pilot study outlines a possible approach in an important and common clinical presentation—prostatism. Studies of referral practice2 have repeatedly revealed the variation in ‘rates'3,4 and of ‘letter quality', but have not been able to establish a ‘performance or quality indicator'. ‘Appropriacy' is a difficult measure to apply:5,6 firstly, the question arises of ‘appropriate' from whose perspective: specialist, generalist, patient or purchaser? Secondly, it can be argued that ‘appropriacy' can only definitively be measured in terms of ‘outcomes'.7, 8

Differing ‘thresholds' for referral have been described,9 but the area is not comprehensively researched. This study evaluates to what extent referral letters state the amount of investigation and management that occurs before a referral decision is made. Although many guidelines exist,10,11 referral practice in this area varies immensely. There are no studies that analyse the quality of referrals and the effect this has on the ability of specialists to prioritize out-patient appointments.

The development of medical therapies for benign prostatic hypertrophy (BPH) and the availability, for some practitioners, of post-micturition bladder residual volume and urinary flow-rate estimations make it possible to advise patients that ‘watchful waiting' is a realistic option, thereby avoiding a referral.12 Pilot studies using interactive videotapes have already demonstrated the feasibility of this approach.13,14 Is there any evidence that practitioners are making use of the management options open to them? In short, can we determine what is the appropriate referral behaviour for prostate disease so that specialists can prioritize their out-patient workload?


    Methods
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 Abstract
 Introduction
 Methods
 Results
 Discussion
 References
 
The collaborating urology department receives approximately 40 referrals per month relating to problems of the lower urinary tract in men suggestive of benign prostatic hypertrophy, the large majority from GPs in the county of South Glamorgan. Two 3-month time-frames were chosen for an analysis of letters: June– August 1995 and February–April 1996. The 221 referrals collected consecutively in these time-frames were photocopied, anonymized and analysed. The content evaluation criteria were agreed by a group composed of four GPs, an urologist and a researcher, and are listed in Table 1Go.


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TABLE 1 Content evaluation of 221 referral letters for prostatic symptomatology
 

    Results
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 Abstract
 Introduction
 Methods
 Results
 Discussion
 References
 
The results of the referral letter analysis are summarized in Table 1Go. The most striking feature is the paucity of important information in the referral letters. The findings of physical examination (including the results of a digital rectal examination) were not included in over a third (36%) of referral letters. Helpful information about simple investigations (MSU and renal function) was absent from over two-thirds (77%) of referral letters. Conversely, the PSA test was reported in 60% of referrals despite debate about its usefulness as a screening procedure for prostatic carcinoma. The results of more sophisticated investigations (post-micturition ultrasound scan and urinary flow rates) were included in 4% of referrals. The study reveals a wide variation of referral practice, suggesting that practitioners have very different thresholds for requesting the opinion and intervention of a specialist. Letters are divided into those which contain history alone (36%), history, examination (including rectal examination) plus results of routine tests (60%) and only 4% with history, examination plus the results of more specialized investigations (Table 2Go).


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TABLE 2 Three referral thresholds
 

    Discussion
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 Abstract
 Introduction
 Methods
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 Discussion
 References
 
There was a striking absence of information about physical examination, including the results of a digital rectal examination, which is a recognized discriminating criterion for the identification of prostatic carcinoma15 in over a third of letters. The results of simple tests were absent in over two-thirds of the referrals. Urologists receiving such limited information are placed in the difficult position of being unable to prioritize patients for out-patient visits. This is not so much a question of referral ‘appropriateness' or clinical competence but one of clinical performance that may compromise future management.

Only 4% of referral letters included the results of the more sophisticated tests. The limited availability and relative novelty of the ultrasound service may have contributed to the willingness of some generalists to extend their BPH management but it is clear that shifting investigations from the secondary to the primary physician16 is going to be a slow process without active change agents in all partnerships.

We are tempted to conclude that many general practice partnerships may benefit their patients and their local urologists by undertaking an in-house audit of referral letters in relation to prostatism after setting an appropriate local standard. Clinical guidelines may assist this process but they will need to be continually reviewed to take account of the recent debate about the PSA test.11,17–20 The concept of ‘substitution'16 describes how new skills and technologies may allow the transfer of health care to community-based locations. The feasibility of managing problems, such as prostatic hyperplasia, more extensively in primary care will be of interest to the emerging visions of managed care.21 Debate may rage about the core content of general practice,22 but there is no debate about the need to convey appropriate information to specialist colleagues at the time of referral to aid clinical prioritization in an overstretched service. Although it lacks a psychosocial perspective (description of patients' preference and ‘bother levels'), this study begins to identify minimal normative criteria for BPH referral practice.23 It could be the forerunner of a ‘performance indicator' at the gateway between primary and secondary care for an important condition in our ageing society.


    Acknowledgments
 
We thank Dame Deirdre Hine, former Chief Medical Officer, Wales, for her support and Dr Peter Edwards, Ely Bridge Surgery, Cardiff for his comments. Funding was received from the Welsh Office Research Fund.


    References
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 Abstract
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 Discussion
 References
 
1 Oldham J. An inspectorate for the health service? Br Med J 1997; 315: 896–897.[Free Full Text]

2 Roland M, Coulter A (eds). Hospital Referrals. Oxford General Practice Series, Vol. 22. Oxford: Oxford University Press, 1992.

3 Wilkin D, Smith A. Explaining variation in general practitioner referrals to hospital. Fam Pract 1987; 4: 160–169.[Abstract/Free Full Text]

4 Anderson TF, Mooney G (eds). The Challenge of Medical Practice Variation. London: Macmillan, 1996.

5 Fertig A, Roland M, King H, Moore T. Understanding variation in rates of referral among general practitioners: are inappropriate referrals important and would guidelines help to reduce rates? Br Med J 1993; 307: 1467–1470.

6 Hicks NR. Some observations on attempts to measure the appropriateness of care. Br Med J 1994; 309: 730–733.[Free Full Text]

7 Phelps CE. The methodologic foundations of studies of the appropriateness of medical care. N Engl J Med 1993; 329: 1241–1245.[Free Full Text]

8 Brook RH. Appropriateness: the next frontier. Br Med J 1994; 308: 217–218.[Free Full Text]

9 Cummins R, Jarman B, White P. Do general practitioners have different referral thresholds? Br Med J 1981; 282: 1037–1039.

10 NHS Centre for Reviews and Dissemination. Benign Prostatic Hyperplasia. Effective Health Care Bulletin 1995; 2(2).

11 NHS Centre for Reviews and Dissemination. Screening for Prostate Cancer. Effectiveness Matters 1997; 2(2).

12 Elwyn GJ, Stott NCH. Avoidable referrals? Analysis of 170 consecutive referrals to secondary care. Br Med J 1994; 309: 576–579.[Abstract/Free Full Text]

13 Wagner EH, Barrett P, Barry MJ, Barlow W, Fowler FJ. The effect of a shared decision-making program on rates of surgery for benign prostatic hyperplasia. Med Care 1995; 33: 765–770.[Web of Science][Medline]

14 Sheppard S, Coulter A, Farmer A. Using interactive videos in general practice to inform patients about treatment choices: a pilot study. Fam Pract 1995; 12: 443–448.[Abstract/Free Full Text]

15 Chamberlain J, Melia J, Moss S, Brown J. The diagnosis, management, treatment and costs of prostate cancer in England and Wales. Health Technology Assessment 1997; 1(2).

16 Warner MM. Health Strategy for the 1990s: Five Areas for Substitution. Health Care UK. London: King's Fund Institute, 1991.

17 Woolf SH. Screening for prostate cancer with prostate specific antigen: an examination of the evidence. N Engl J Med 1995; 333: 1401–1405.[Free Full Text]

18 Woolf SH. Should we screen for prostate cancer? Br Med J 1997; 314: 989–991.[Free Full Text]

19 Walsh PC. Using prostate specific antigen to diagnose prostate cancer: sailing in uncharted waters. Ann Int Med 1993; 119(9): 948–949.[Free Full Text]

20 Wolf AMD, Nasser JF, Wolf AM, Schorling JB. The impact of informed consent on patient interest in prostate-specific antigen screening. Arch Intern Med 1996; 156: 1333–1336.[Abstract/Free Full Text]

21 Ham C. Primary Managed Care in Europe. Br Med J 1997; 314: 457.[Free Full Text]

22 GMSC. Core Services: Taking the Initiative. London: GMSC, 1996.

23 Elwyn GJ, Jones S, Edwards P. "Appropriateness of referral to urologists"—can it be defined for symptoms of benign prostatic obstruction and used as a quality measure? Br J Urol 1999; in press.


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