Family Practice Advance Access originally published online on January 20, 2007
Family Practice 2007 24(2):168-180; doi:10.1093/fampra/cml071
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The prognosis of depression in older patients in general practice and the community. A systematic review
a Department of General Practice
b Department of Psychiatry, Institute for Extramural Medicine (EMGO), VU University Medical Center, Amsterdam, The Netherlands
c Primary Care Sciences Research Centre, Keele University, Staffordshire, UK
Correspondence to Els Licht-Strunk, Department of General Practice, Institute for Extramural Medicine (EMGO), VU University Medical Center, Amsterdam, The Netherlands; Email: e.licht{at}vumc.nl
Received 10 July 2006; Revised 10 November 2006; Accepted 4 December 2006.
| Abstract |
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Background. Little is known about the prognosis of depression in older patients in general practice or the community.
Objectives. To summarize available evidence on the course and prognostic factors of depression in older persons.
Methods. We conducted a systematic, computerized search of Medline and PsycINFO. Manual search of references of included studies were done. Studies potentially eligible for inclusion were discussed by two reviewers. Methodological quality was independently assessed by two reviewers. Data regarding selection criteria, duration of follow-up, outcome of depression and prognostic factors were extracted.
Results. We identified 40 studies reporting on four cohorts in general practice and 17 in the community. Of all, 67% were of high quality. Follow-up was up to 1 year in general practice and up to 10 years in the community. Information on treatment was hardly provided. About one in three patients developed a chronic course. Five cohorts used more than two measurements during follow-up, illustrating a fluctuating course of depression. Using a best evidence synthesis we summarized the value of prognostic indicators. General practice studies did not provide strong evidence for any factor. Community studies provided strong evidence for an association of baseline depression level, older age, external locus of control, somatic co-morbidity and functional limitations with persistent depression.
Conclusion. Within the older population, age seems to be a negative prognostic factor, while older people are more likely to be exposed to most of the other prognostic factors identified.
| Introduction |
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Depression is a common disorder in older age. We found a prevalence of major depression of 14% and of minor depression of 10% in older patients visiting GPs in The Netherlands.1 Depression in older patients is associated with disability, morbidity and mortality.2 Most depressive patients are diagnosed and treated in general practice. Several treatments, both medical and psychological, have shown to be effective in treating depression in older patients.3 However, it is unclear which patients will have a self-limiting course and who will benefit most from treatment. In order to improve mental health care it is important to identify patients at high risk of persistence of depression. This could help to focus the limited resources available in general practice to those patients in whom treatment is most urgently needed. Furthermore, it can prevent treatment with its adverse side effects for those who do not need it.
The aim of the present study was to carry out a systematic search of the literature summarizing the available evidence regarding course and prognostic factors of depression in older persons (55 years and older). Data of studies carried out in specialized psychiatry settings cannot easily be translated to general practice, due to its selection of more serious depression. Therefore, we aimed our research at studies in general practice and the community. Previous research has shown that 76% of depressed adults recover within 1 year.4 We hypothesized that depression outcome is worse in older age categories compared to this overall estimate. Furthermore, we hypothesized that this might be explained by prognostic factors that are more prevalent among older age groups.
| Methods |
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Identification and selection of the literature
We conducted a systematic, computerized search of Medline (1966 through December 2005) and PsycINFO (1967 through December 2005) based on recommendations by Haynes et al.5 Key words and MeSH headings relating to depression, longitudinal design, age (55 years and older) and setting (general practice or community) were used. For details see Box 1.
| BOX 1 Key words and medical subject headings used for literature search depression, depressive disorder, Depression-Emotion, Major-Depression, aged, middle aged, old*, agin*, elderly*, Geriatric-Psychiatry, morbidity, mortality, cause of death, prognos*, predict*, course*, longitudinal, follow-up, followup, cohort*, survival, cohort studies, prospect*, family medicine, general practi*, family practi*, family physician*, primary care, primary health care, family doctor*, communit*, population*, human, not case report, not case study, not clinical case report.
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All citations (n = 1826) were screened by one reviewer (EL-S). Studies potentially eligible for inclusion were discussed by two reviewers (EL-S and DW) during a consensus meeting (n = 162, 8.9%). The reference lists of all selected publications were checked to retrieve relevant publications which had not been identified by the computerized search. Experts (ATFB and HM) were consulted to identify missing cohort studies. The publications had to meet the following selection criteria.
- The study enrolled patients diagnosed with depression. Depression could be defined as depressive disorder according to DSM-IV52 criteria or as clinically relevant depressive symptoms not fulfilling DSM criteria (cohort).
- The setting of the cohort was in general practice or the community (setting).
- Subjects were 55 years or older at baseline (age).
- The study is a prospective cohort study, presenting at least one follow-up measurement including results on depressive symptoms (longitudinal data collection).
- The study included an outcome measurement of depression, either using DSM criteria or clinically relevant depressive symptoms (design).
- Results were published as a full report before December 2005.
Quality assessment
The methodological quality of each of the studies was assessed independently by two reviewers (EL-S and DW). A standardized checklist of predefined criteria was used, which is a modified version of the checklists by Kuijpers et al.6 and is based on theoretical considerations and methodological aspects described by Hudak et al.7 and Altman8 (Table 1). Disagreement among the reviewers was resolved during a consensus meeting. The list contains items regarding the study population, response to follow-up, treatment, outcome, prognostic factors and data presentation. A detailed explanation of each criterion is given in the Appendix. Each methodological quality criterion was rated as positive, negative (sufficient information, but potential bias) or inconclusive (insufficient information presented). A total score was calculated by summing the number of positively scored criteria (range 016). A priori we chose to consider a study of high quality when it scored more than 10 points (>60% of the maximum attainable score) and of low quality when it scored 10 or lesser points.
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Data extraction
For each study, we extracted data regarding study population, design, setting, outcome measures, prognostic factors and strength of association with a poor outcome of depression. The results were stratified by setting (general practice and community). The associations between prognostic factors and outcome were often expressed by relative risks (RRs) or odds ratios (ORs). In some studies, mean differences in baseline scores were presented for participants with depression at follow-up compared to those without depression. If not provided by the publication, but sufficient data were available, we calculated the univariate association between prognostic factors and outcome in terms of RRs or ORs with 95% confidence intervals (CIs). Univariable or, if available, multivariable associations were presented in tables.
Analyses
The prognosis of depression can be defined in different ways. Clinical remission is usually defined by a score on a depression rating scale below a preset cut-off score for depression.9 However, remissions are often followed by recurrences. Another method for defining the course is to calculate the proportion of time the patients are depressed. In the present review, we will present the different course types as presented in the original articles. We will first report the results of successive measurements of depression outcome. Secondly, we will report the results of studies with more than two follow-up measurements of depression.
The studies in this review used a wide variety of methods to diagnose depression, which limited the possibilities of a quantitative analysis (statistical pooling of results). Furthermore, studies included a wide variety of prognostic indicators. Therefore, we decided to perform a qualitative analysis (best evidence synthesis) to summarize the available evidence for the predictive value of the prognostic indicators. In this analysis, the number of studies evaluating a specific factor, the methodological quality of these studies and the consistency of results were taken into account. Prognostic factors reported in different papers on the same cohort were counted once. Findings were consistent if
75% of the studies reporting on a factor showed the same direction of the association. We defined five levels of evidence which are based on Sackett et al.10 and Ariëns et al.11 (Table 2).
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| Results |
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Selection of studies
In Figure 1 we present a flow chart of our study selection. The electronic search resulted in 1826 citations, of which 67 articles were considered eligible for the review based on their abstract. Reviewing the full text resulted in the inclusion of 35 articles. Five additional articles were identified by reference checking, including one new cohort. Papers not reporting on potential prognostic factors were included if they did report data on depression outcome. Finally, 40 papers were included reporting data on 4 primary care and 17 community cohorts.
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Methodological quality
The results of the quality assessment are presented in Table 3. The two reviewers agreed on 84% of all criteria. The overall quality score ranged from 7 to 14 points, with a mean of 10.5. Four of six primary care studies (67%) and 23 of 34 (67%) community studies were considered to be of relatively high quality using our cut-off of 10 points. In all, 23 of 40 articles did not present data on baseline characteristics of the depressed cohort and only 10 articles reported information on non-responders or dropouts, mainly due to the fact that in many studies the depressed subgroup was part of a larger cohort. Fifteen of 40 articles presented data on less than 100 depressed patients. Some information on treatment offered to depressed study participants was presented in 14 articles.
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Course of depression
All included studies presented data on the course of depression. A variety of different diagnostic instruments were used, which can be divided into methods diagnosing depression according to the DSM criteria52 and instruments that identify clinically relevant depressive symptoms (Table 4). The follow-up in primary care was 612 months. When using DSM criteria for depression, short-term persistence (
1 year) was 22.751.3%.14,17 Using clinical measures for depression, short-term persistence was 14.847.6%.13,17. All primary care cohorts included patients who were screened during practice visits. No study used patients diagnosed by their GP.
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The follow-up in the community studies varied between 1 and 10 years. Depression according to DSM criteria showed a short-term persistence (
1 year) of 41.3%,19 intermediate-term persistence (13 years) of 32.354.4%24,30 and long-term persistence of depressive disorder of 32.354.3%.24,30 Only three studies reported on the course of dysthymic disorder according to DSM criteria. After 1 year, 47.2% was still depressed,19 after 5 years 52.4%26 and after 6 years 52%.23 The short-term persistence of depressive symptoms not fulfilling DSM criteria was 33.865%,47,42 intermediate-term persistence was 32.350.4%51,33 and long-term persistence was 13.661.5%.42,46
Course measured with more than two follow-up assessments of depression
We identified only six cohorts presenting more than two follow-up assessments of depression; two situated in general practice and four in the community (Table 5).13,14,23,29,30,51 Regardless of the setting, the duration of follow-up or the availability of diagnoses according to DSM or not, the results showed that about one in three patients developed a chronic course. Studies with three follow-up assessments reported remission in about one in two patients. However, one study reporting results of 14 follow-up assessments showed a remission rate of 23%.23
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Comparing the results of studies with more than two follow-up measurements with those reporting only one outcome assessment showed not only a smaller proportion of chronically depressed patients in studies with repeated measurements but also a smaller proportion of remitted patients. This may reflect the fluctuating course of depressive symptoms, which is missed in studies with few measurements.
Prognostic factors predicting poor outcome of depression
For three primary care and eight community cohorts, data have been presented on the association between potential prognostic factors and a poor outcome of depression. Not all studies provided enough data to compute ORs or RRs with CIs. However, for our best evidence synthesis, we were able to use data even if studies only presented P-values. In Table 6 we presented ORs or RRs where possible. Non-significant associations were summarized. An extended version of Table 6 can be found in the supplementary material online.
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The prognostic value of the severity of depression at baseline was studied in two primary care cohorts, both of relatively good quality. A significant association with poor outcome was reported for one cohort. Consequently, the best evidence synthesis indicates weak evidence for the predictive value of baseline depression severity. Likewise, weak evidence was found for better overall functioning at baseline. For primary care settings, we found no strong evidence for any prognostic factor. In community studies strong evidence (i.e. significant associations with poor outcome in at least two high-quality cohorts) was found for older age, the presence of chronic somatic diseases, the presence of functional limitations, higher baseline depression level and an external locus of control. The best evidence synthesis showed moderate evidence for an effect of religion on the prognosis of depression. Weak evidence for an association was found for lower education in men, drinking beer, presence of co-morbid generalized anxiety disorder and pain, personal and family history for depression, diurnal variation of symptoms, low self-perceived health in women, loneliness and life dissatisfaction. The extended version of Table 6 presents the associations found in the individual studies.
| Discussion |
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The available studies in the community and general practice suggest that the prognosis of late-life depression is poor in 2050% of those afflicted, regardless of the way depression was defined at baseline and regardless of the duration of follow-up. Compared with adults (1864 years of age), in whom 76% have been found to recover within 1 year,4 this suggests that the prognosis deteriorates with ageing. Our second finding was that unfavourable outcome of depression in the elderly is associated with increasing age. The third finding was that somatic co-morbidity and functional limitations, which are more prevalent in the elderly, are associated with poor depression outcome. These findings support our hypotheses.
Course of depression
There is an ongoing discussion on the definition of outcome of depression. To analyse the effect of treatment, clinical trails usually measure clinical response rates defined by a 50% or greater reduction from baseline scores on depression rating scales. This response may be different from recovery, for patients may suffer from residual symptoms. It is known that residual symptoms are an important risk for relapse. Furthermore, remissions are often followed by recurrences. Therefore, a fluctuating or chronic intermittent course type is best studied in designs with more than two measurements.23 However, only 6 of the 21 cohorts presented data on more than two measurements of depression.
The included studies showed that about one in three depressed patients developed a chronic course and about one in three patients had a short-term remission. This proportion hardly decreased with increasing length of follow-up and did not differ between the two settings or the use of different diagnostic criteria. A previous review in 1999 found four studies in primary care and eight studies in the community.53 They used a different search strategy and definition of primary care and general practice. Yet, our conclusions were in concordance with their findings. Compared to younger patients, older patients seem to have a higher risk of recurrent episodes.54 These findings emphasize the importance of identifying factors predicting poor depression outcome.
Prognostic factors
Only three studies carried out in general practice presented evidence on prognostic factors, and only weak evidence could be found for associations between these factors and poor outcome. These findings are insufficient to support management of depression in daily practice. However, based on eight community studies strong evidence could be found for the following prognostic factors: higher age, chronic somatic co-morbidity, more functional limitations, higher baseline depression level and an external locus of control. In a previous review Cole et al.55 reported on several studies presenting prognostic factors, but did not systematically summarize this evidence.
We found six studies on the association between functional limitations and poor depression outcome; three community studies found no significant association, two community studies found a significant association with poor outcome. However, one general practice study found a significant association between better overall functioning and poor outcome. This finding in general practice is inconsistent with community studies and seems less plausible from a theoretical point of view.
Kivelä et al.25 performed subgroup analyses, showing an association between poor depression outcome and education in men and low self-perceived health in women. These results illustrate that more research should be aimed at identifying the predictive value of prognostic factors across clinically relevant subgroups.
Limitations
In our best evidence synthesis we also included the results of studies presenting P-values only, without risk estimates (RRs or ORs). The advantage of this method is that we used all available evidence for each prognostic factor. The absence of statistical significance may be due to a lack of power or to the absence of an association. Table 3 showed that one general practice15 and two community cohorts47,29 presenting prognostic factors included less than 100 participants. Furthermore, several studies investigated more than one prognostic factor simultaneously (range 112) resulting in reduced power. This makes it difficult to interpret non-significant associations in studies only presenting P-values. When can we state with confidence that a factor has no association with the outcome? For the present review, we hoped to identify prognostic factors predicting poor outcome in depression in older patients that are relevant to daily practice. Therefore, we are particularly interested in those factors with (strong) evidence for an association.
None of the studies presented sufficient data on the treatment for depression. This makes it impossible to assess which patients were diagnosed with depression nor whether treatment may have improved outcome. We may hypothesize that more severe depression will probably be better recognized and more often treated than minor or subthreshold depression. However, due to the shortcomings in reporting treatment and the absence of standardization of treatment, we could not test this hypothesis. Furthermore, all general practice studies included patients who had been screened during a scheduled visit for any reason to their GP. We found no studies in which a diagnosis made by the GP was used as inclusion criterion, which may limit generalizability of the results to daily practice.
Implications for daily practice
Our results emphasize the need for adequate treatment in a large proportion of depressed older patients in general practice, but not in all. We found strong evidence for an association between several prognostic factors and poor outcome of depression in community studies. Future research should validate these factors in general practice settings. Identifying patients at risk for a chronic course of depression may help to design stepped care programs with tailor-made interventions for depression. Until then, clinicians should be aware of several factors that may be associated with poor outcome in depressed elderly.
| Supplementary data |
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Supplementary Table 6 is available at Family Practice online (http://fampra.oxfordjournlas.org/).
| Declaration |
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Funding: None.
Ethical approval: None.
Conflicts of interest: None.
| Appendix |
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Explanation of the criteria from Table 1
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| Acknowledgments |
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We would like to thank Ingrid Riphagen, Medical Information Specialist, Vrije Universiteit, Library VUmc, Amsterdam, for her help with the search of the literature.
| Notes |
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Licht-Strunk E, van der Windt DAWM, van Marwijk HWJ, de Haan M, Beekman ATF. The prognosis of depression in older patients in general practice and the community. A systematic review. Family Practice 2007; 24: 168180.
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